Personnel Hong Kong SFC License Details (ID 2472247)

Personnel Hong Kong SFC License Details (ID 2472247)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-02-22	2025-11-07
	Rep	Dealing in securities	2023-02-22	2025-11-07
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-08-31	2022-11-11
	Rep	Advising on securities	2021-08-31	2022-11-11
	Rep	Dealing in securities	2021-08-31	2022-11-11
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-09-08	2015-11-28
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-09-08	2015-11-28