Personnel Hong Kong SFC License Details (ID 81913)

Personnel Hong Kong SFC License Details (ID 81913)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2021-08-02	2021-12-18
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-09-21	2020-06-07
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-11-03	2014-11-28
	Rep	Advising on securities	2012-08-09	2014-11-28
	Rep	Dealing in securities	2012-08-09	2014-11-28
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2010-10-19	2012-07-18
	Rep	Dealing in securities	2010-10-19	2012-07-18