Personnel SFC Licences and HKMA Registrations (ID 83393)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2024-06-24	-
	Rep	Dealing in futures contracts	2024-06-24	-
	Rep	Dealing in securities	2024-06-24	-
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2019-03-26	2024-04-12
	Rep	Dealing in securities	2019-03-26	2024-04-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-05-20	2013-12-13
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-14	2013-05-08
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-09-01	2010-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.