Webb-site Legacy

Yao, Peirong 要佩蓉

SFC ID:AXB357

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-12-30	-
	Rep	Dealing in securities	2020-12-30	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-07-31	2020-12-11
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2019-01-24	2020-07-20
	Rep	Advising on securities	2019-01-24	2020-07-20
	Rep	Dealing in securities	2019-01-24	2020-07-20
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-12-09	2016-05-27
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-04-01	2014-10-29
	Rep	Advising on securities	2011-04-01	2014-10-29
	Rep	Dealing in securities	2011-04-01	2014-10-29