| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-12-30 | - |
| Rep | Dealing in securities | 2020-12-30 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-07-31 | 2020-12-11 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-01-24 | 2020-07-20 |
| Rep | Advising on securities | 2019-01-24 | 2020-07-20 | |
| Rep | Dealing in securities | 2019-01-24 | 2020-07-20 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-12-09 | 2016-05-27 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-04-01 | 2014-10-29 |
| Rep | Advising on securities | 2011-04-01 | 2014-10-29 | |
| Rep | Dealing in securities | 2011-04-01 | 2014-10-29 |
No HKMA registrations in the collected records.