| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Portwell Securities Limited | RO | Advising on securities | 2026-01-27 | - |
| RO | Asset management | 2026-01-27 | - | |
| RO | Dealing in securities | 2026-01-27 | - | |
| Rep | Advising on securities | 2025-11-27 | 2026-01-27 | |
| Rep | Asset management | 2025-11-27 | 2026-01-27 | |
| Rep | Dealing in securities | 2025-11-27 | 2026-01-27 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-05-14 | 2025-07-09 |
| RO | Dealing in securities | 2019-05-14 | 2025-07-09 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2017-08-25 | 2019-04-12 |
| Rep | Dealing in securities | 2017-05-22 | 2017-08-25 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-04-15 | 2017-04-19 |
| Rep | Dealing in securities | 2014-04-15 | 2017-04-19 | |
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-04-16 | 2014-04-01 |
| Rep | Advising on securities | 2010-04-16 | 2014-04-01 | |
| Rep | Dealing in securities | 2010-04-16 | 2014-04-01 |