| Beevest Securities Limited | RO | Advising on securities | 2019-08-13 | 2020-02-24 |
| RO | Dealing in securities | 2019-08-13 | 2020-02-24 |
| Rep | Dealing in futures contracts | 2019-07-30 | 2020-02-24 |
| Rep | Dealing in securities | 2019-06-18 | 2019-08-13 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-29 | 2018-11-18 |
| Prior Securities Limited | Rep | Dealing in securities | 2018-02-22 | 2018-08-07 |
| Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-10-18 | 2017-11-10 |
| Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-03-09 | 2017-11-10 |
| PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-10-11 | 2017-02-21 |
| Forwin Futures Group Limited | Rep | Dealing in futures contracts | 2016-08-22 | 2016-09-30 |
| Forwin Securities Group Limited | Rep | Dealing in securities | 2016-08-22 | 2016-09-30 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-21 | 2016-07-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-21 | 2016-07-17 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-26 | 2015-12-17 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-24 | 2015-12-17 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2009-07-08 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-10-10 | 2008-09-20 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-29 | 2007-09-27 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-03-08 |